Search for: "VALIC Financial Advisors, Inc."
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21 Jul 2021, 8:45 am
Continue reading The post Former Valic Financial Advisors, Inc. [read post]
13 Jan 2021, 9:22 am
VALIC Financial Advisors, Inc. [read post]
31 Jul 2020, 10:00 am
The post VALIC Financial Advisors Inc., An AIG Subsidiary, Fined $20 Million For Misleading Florida Teachers appeared first on Securities Arbitration Lawyers Blog. [read post]
31 Jul 2020, 12:35 pm
The post VALIC Financial Advisors Inc., Subsidiary of AIG, To Pay $20 Million Settlement For Sales Of Investments With Undisclosed Costs appeared first on Securities Arbitration Lawyers Blog. [read post]
17 Feb 2021, 9:22 am
In January 2021, VALIC Financial Advisors, Inc. entered into a settlement with the Financial Industry Regulatory Authority (FINRA) for misconduct related to improper recommendations of variable annuities, in violation of FINRA Rules. [read post]
29 Nov 2016, 8:41 am
FINRA hit Valic Financial Advisors (VFA) with a whopping $1.75 million fine for a several conflicts of interest having to do with the way it compensated brokers selling annuities. [read post]
28 Jul 2020, 6:09 am
The Securities and Exchange Commission today charged Houston-based VALIC Financial Advisors Inc. [read post]
16 Sep 2020, 7:37 am
Securities and Exchange Commission (SEC) charged VALIC Financial Advisors Inc. [read post]
15 Aug 2016, 3:08 pm
Heath was previously employed and registered by AXA Advisors, LLC from December 2008 to December 2012, and employed by VALIC Investment Services Company from September 1990 to December 2008. [read post]
23 Jul 2019, 1:56 pm
Lewis, Valic Financial Advisors– Gainesville, GA Are you concerned about investments with Craig E. [read post]
12 Apr 2020, 7:27 am
According to BrokerCheck records, Puente was formerly registered with FINRA member firm Valic Financial Advisors, Inc. [read post]
9 Sep 2018, 7:14 am
From July 2009 until January 2013 Cheney-Jamison was associated with VALIC Financial Advisors, Inc. [read post]
6 Nov 2023, 11:00 am
(CRD#:15296), Southfield, MIB, 07/31/2003 – 09/08/2016, VALIC FINANCIAL ADVISORS, INC. [read post]
22 Sep 2021, 12:35 pm
Morgan Securities LLC Jameson Shin LPL Financial LLC Wells Fargo Advisors, LLC Joseph Stengel LPL Financial LLC Pruco Securities, LLC Philip Zaczek Valic Financial Advisors, Inc. [read post]
4 Jul 2018, 11:36 am
From May 2004 to August 2007, he was registered with Valic Financial Advisors, Inc. [read post]
30 Dec 2022, 7:37 am
Jamie Lemon Linda Leong Valic Financial Advisors, Inc. [read post]
28 May 2021, 6:56 am
Rodney Repko Lincoln Financial Advisors Corporation Valic Financial Advisors, Inc. [read post]
19 Aug 2022, 7:33 am
Christopher McFadden Equitable Advisors, LLC LPL Financial LLC John Molskness Valic Financial Advisors, Inc. [read post]
11 Nov 2022, 9:07 am
Jamie Lemon Linda Leong Valic Financial Advisors, Inc. [read post]
7 Jul 2021, 1:40 pm
Securian Financial Services, Inc. [read post]
